Kategorie: FAQ & Diskussion

  • Alfi Luxemburg: FAQ zum KIID

    Viele Fragen sind bei der Umsetzung des KID für die Fondsbranche noch offen. Insbesondere beim Übergang des Prospektes zum KID und bei den Verweisen in unterschiedlicher Sprache gibt es noch ungeklärte Sachverhalte.

  • FAQ zur Anlegerentschädigung nach Investor Compensation Scheme (ICSD)

    Quelle: EU MEMO/10/319, Brussels, 12 July 2010 (auf www.europa.eu, August 2010) 1) What are Investor Compensation Schemes? Investor Compensation Schemes protect investors using investment services by providing compensation in cases where an investment firm is unable to return assets belonging to an investor. This might occur for example where there is fraud or  negligence at…

  • AIFM: Frequently Asked Questions

    The Directive will introduce harmonised comprehensive and effective regulatory and supervisory framework for Alternative Investment Fund Managers (AIFM) in the EU. For the purposes of the Directive, AIF are defined as all funds that are at present not harmonised under the UCITS Directive. The AIF sector in the EU is relatively large – the AIFM…